Questions tagged [sec-rule 3a-4]

1,000+ questions

Islachiyah Widya SariDec 27, 2021 · 3 years ago7 answers
What is the significance of the SEC filing by Robinhood in the digital currency industry?
What does the recent SEC filing by Robinhood mean for the digital currency industry? How does it impact the market and users?
SEC Filing
Robinhood
Digital Currency
Jenilyn BalomaDec 27, 2021 · 3 years ago4 answers
What are the key updates from the SEC regarding digital currency regulations in October?
Can you provide a summary of the important updates from the SEC regarding digital currency regulations in October? I'm interested in understanding how these updates might impact the cryptocurrency market.
SEC
Digital Currency Regulations
Cryptocurrency Market
ESCOBAR FFDec 27, 2021 · 3 years ago9 answers
How does a SEC-backed cryptocurrency differ from other cryptocurrencies?
What are the key differences between a SEC-backed cryptocurrency and other cryptocurrencies? How does the involvement of the SEC affect the characteristics and regulations of the cryptocurrency?
SEC-backed Cryptocurrency
Cryptocurrencies
Regulations
Jojo IlyasDec 27, 2021 · 3 years ago8 answers
What is the impact of the SEC's regulations on the Gemini exchange?
How have the regulations imposed by the U.S. Securities and Exchange Commission (SEC) affected the operations and performance of the Gemini exchange, a popular cryptocurrency exchange platform?
SEC Regulations
Gemini Exchange
Cryptocurrency
Ruman SharkerDec 27, 2021 · 3 years ago8 answers
How does the SEC regulate BSV?
Can you explain the regulatory measures taken by the SEC to oversee and regulate BSV?
SEC
BSV
Regulation
Thyssen MelgaardDec 27, 2021 · 3 years ago9 answers
What is the impact of SEC regulations on BSV's price?
How do the regulations imposed by the Securities and Exchange Commission (SEC) affect the price of Bitcoin SV (BSV)?
SEC Regulations
BSV Price
Cryptocurrency
hongjie jingDec 27, 2021 · 3 years ago6 answers
What impact will the SEC investigation have on Ripple's future in the US?
How will the ongoing investigation by the SEC affect the future of Ripple in the United States? What are the potential consequences and implications for Ripple and its XRP cryptocurrency?
SEC Investigation
Ripple
XRP
Alan ChiminDec 27, 2021 · 3 years ago2 answers
How does SEC regulation impact the security of Ethereum transactions?
Can you explain how the regulations imposed by the SEC affect the security of Ethereum transactions? What specific measures are taken to ensure the security of transactions in light of these regulations?
SEC Regulation
Ethereum Transactions
Security
PimsDec 27, 2021 · 3 years ago3 answers
What impact does the SEC's stance on Paxos have on the digital currency industry?
How does the recent stance of the SEC on Paxos affect the digital currency industry? What are the potential consequences and implications for the industry as a whole?
SEC
Paxos
Digital Currency
LaviniaDec 27, 2021 · 3 years ago0 answers
Why is the SEC paying attention to the new model of ether?
What are the reasons behind the Securities and Exchange Commission's increased focus on the new model of ether?
SEC
Ether
Cryptocurrency
AthulyaDec 27, 2021 · 3 years ago5 answers
What impact does SEC's investment advisor public disclosure have on the credibility and trustworthiness of cryptocurrency investment advisors?
How does the SEC's investment advisor public disclosure affect the credibility and trustworthiness of advisors in the cryptocurrency investment industry?
SEC
Investment Advisor
Public Disclosure
DrakshanyaDec 27, 2021 · 3 years ago7 answers
How does the Securities and Exchange Commission (SEC) regulate initial coin offerings (ICOs)?
Can you explain the role of the Securities and Exchange Commission (SEC) in regulating initial coin offerings (ICOs)? What are the specific regulations and guidelines that the SEC has implemented to ensure the legality and transparency of ICOs?
SEC
Initial Coin Offerings
ICOs
DanielShaw98Dec 27, 2021 · 3 years ago9 answers
What actions can the SEC take against fraudulent initial coin offerings (ICOs)?
What measures can the Securities and Exchange Commission (SEC) take to address and prevent fraudulent initial coin offerings (ICOs) in the cryptocurrency industry?
SEC
Initial Coin Offerings
ICOs
BENDI SAI SURYADec 27, 2021 · 3 years ago0 answers
How does the SEC ensure investor protection in the cryptocurrency market?
What measures does the SEC take to safeguard investors in the cryptocurrency market and what role does it play in regulating this emerging industry?
SEC
Investor Protection
Cryptocurrency Market
Bundgaard MarcussenDec 27, 2021 · 3 years ago2 answers
What is the current status of the SEC lawsuit against Binance?
Can you provide an update on the current status of the Securities and Exchange Commission (SEC) lawsuit against Binance? What are the key allegations and how is Binance responding to them? Is there any potential impact on the cryptocurrency market?
SEC Lawsuit
Binance
Cryptocurrency Market

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